Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carrie? Claim Your ProfileCarrie A. Lujan is a financial advisor who has been in the industry since 2012. Carrie is currently registered with LPL Financial LLC in The Woodlands, TX. Prior to joining LPL Financial LLC, Carrie worked at Raymond James Financial Services, Inc., BBVA Securities Inc., and BBVA Compass Investment Solutions, Inc. Carrie has a Series 6, 7, 63 and 65 licenses and holds the SIE designation. Carrie's specializations include retirement planning, college savings, insurance and estate planning. Carrie also provides consulting and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
12/21/2018 - Present
LPL Financial LLC (THE WOODLANDS TX)
TX
01/23/2017 - 11/14/2018
RAYMOND JAMES FINANCIAL SERVICES, INC. (THE WOODLANDS TX)
TX
05/16/2013 - 09/13/2016
BBVA SECURITIES INC. (THE WOODLANDS TX)
TX
11/11/2011 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (SPRING TX)
IA
Issued 12/16/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/02/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/2016
Series 7 - General Securities Representative Examination
BC
Issued 11/10/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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