Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carri? Claim Your ProfileCarri Sanford is an investment advisor representative with over 20 years of experience in the financial services industry. Carri is currently registered with &partners and Luken Investment Analytics, LLC, offering investment advisory services to individuals and businesses. Carri has held previous positions with UBS Financial Services Inc., Wiley Bros- Aintree Capital, LLC and Luken Investment Group, Inc. Carri is licensed in multiple states and holds several industry licenses and designations. Carri is also a licensed real estate agent, providing real estate services to clients in the area.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Portfolio manager selection, furnish advice not involving securities, research report services, 1042 portfolio construction
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Trans fee, service charges; 12b-1; money market trls; bdsp
1
2
TN
09/22/2011 - Present
&partners (NASHVILLE TN)
TN
10/13/2005 - 09/12/2006
UBS FINANCIAL SERVICES INC. (NASHVILLE TN)
TN
01/27/2004 - 10/06/2005
WILEY BROS.-AINTREE CAPITAL, LLC (NASHVILLE TN)
TN
03/10/2000 - 12/05/2003
LUKEN INVESTMENT GROUP, INC. (NASHVILLE TN)
TN
07/24/1997 - 03/09/2000
WILEY BROS.-AINTREE CAPITAL, LLC (NASHVILLE TN)
CA
03/12/1999 - 02/18/2000
QUARTERMOVE SECURITIES, INC. (PASADENA CA)
BOTH
Issued 09/21/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/11/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/15/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/03/1997
Series 4 - Registered Options Principal Examination
BC
Issued 08/22/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2013
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/23/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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