Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caron? Claim Your ProfileCaron Strop is a financial advisor with over 20 years of experience in the industry. Caron is currently registered with Fidelity Brokerage Services LLC and has been with the firm since August 2018. Previously, Caron was a financial advisor at E*TRADE SECURITIES LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and UBS Financial Services Inc. Caron holds the Series 7, Series 9, Series 10, and Series 66 licenses. Caron is licensed in Arizona, California, Colorado, Nevada, New Mexico, New York, Oregon, Texas, Utah, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/03/2018 - Present
Fidelity Brokerage Services LLC (SACRAMENTO CA)
NJ
10/09/2008 - 01/19/2017
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
CA
08/10/2007 - 10/06/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
NJ
03/12/2003 - 08/21/2007
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 03/27/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/09/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/22/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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