Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carolyn? Claim Your ProfileCarolyn Wilcox is a financial advisor with Santander Securities LLC. Carolyn has been in the financial industry since 2001 and has a broad range of experience. She is registered as a broker-dealer and an investment advisor representative in Massachusetts and Rhode Island. Carolyn holds several securities licenses including Series 6, 7, 24, 26, 53 and 63. She is also licensed in Connecticut, Delaware, Florida, Maryland, Massachusetts, New Hampshire, New Jersey, New York, Pennsylvania, Puerto Rico, and Rhode Island. Carolyn can provide a variety of financial services, including financial planning, selection of other advisors, portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
MA
06/26/2024 - Present
Santander Securities LLC (Boston MA)
MA
03/30/2006 - 03/29/2011
METLIFE INVESTORS DISTRIBUTION COMPANY (BOSTON MA)
MA
02/17/2006 - 03/29/2011
TOWER SQUARE SECURITIES, INC. (BOSTON MA)
MA
06/16/2005 - 03/29/2011
METLIFE SECURITIES INC. (BOSTON MA)
MA
06/16/2005 - 03/29/2011
NEW ENGLAND SECURITIES (BOSTON MA)
MA
06/16/2005 - 03/29/2011
WALNUT STREET SECURITIES, INC. (BOSTON MA)
NY
06/16/2005 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
MA
01/01/2005 - 06/01/2005
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
MA
10/09/2002 - 01/01/2005
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
06/13/2001 - 09/12/2002
MANULIFE FINANCIAL SECURITIES LLC (BOSTON MA)
NY
06/21/1999 - 03/16/2001
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
Issued 12/22/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/23/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/27/2006
Series 24 - General Securities Principal Examination
BC
Issued 07/21/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2005
Series 7 - General Securities Representative Examination
BC
Issued 06/15/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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