Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carolyn? Claim Your ProfileCarolyn Teresa Rogers is a registered representative with The Leaders Group, Inc. Carolyn has been in the securities industry since August 20, 2006. Carolyn holds Series 7 and Series 63 licenses and the SIE exam. Carolyn is currently registered in 8 states including: California, Connecticut, District of Columbia, Maryland, New Jersey, North Carolina, Virginia, and Washington. Carolyn was previously employed with M HOLDINGS SECURITIES, INC. in Bethesda, Maryland.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
04/01/2016 - Present
THE Leaders Group, Inc. (LITTLETON CO)
MD
08/21/2006 - 04/12/2016
M HOLDINGS SECURITIES, INC. (BETHESDA MD)
BC
Issued 09/08/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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