Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carolyn? Claim Your ProfileCarolyn Williams is a financial advisor with over 25 years of experience in the industry. Carolyn is a Certified Financial Planner™ professional and a registered representative of Cambridge Investment Research Advisors, Inc. Carolyn has held various positions in the financial services industry, including roles at Financial Network Investment Corporation and Robert Thomas Securities, Inc. Carolyn Williams has a broad range of experience in providing financial advice and services, including investment management, financial planning, and insurance. Carolyn is currently registered with the state of Texas and several other states. Carolyn Williams is dedicated to providing her clients with personalized financial guidance and helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
TX
01/04/2010 - Present
Cambridge Investment Research Advisors, Inc. (Carrollton TX)
TX
03/04/1998 - 12/31/2009
FINANCIAL NETWORK INVESTMENT CORPORATION (DALLAS TX)
FL
11/13/1996 - 03/04/1998
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
IA
Issued 05/31/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/22/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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