Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carolyn? Claim Your ProfileCarolyn Sue Curtis is a financial professional with over 14 years of experience in the financial services industry. Carolyn Curtis is currently registered with Farmers Financial Solutions, LLC and is licensed to conduct business in California. Carolyn Curtis holds the Series 6, Series 26, Series 51, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
06/06/2008 - Present
Farmers Financial Solutions, LLC (WESTLAKE VILLAGE CA)
CA
01/08/2008 - 05/15/2008
NATIONAL PLANNING CORPORATION (CALABASAS CA)
BC
Issued 02/04/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/25/2008
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 06/20/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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