Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carolyn? Claim Your ProfileCarolyn Oh is a financial advisor with Mariner Independent, located in Blue Bell, PA. Carolyn has been working in the financial services industry since 2004. Carolyn holds Series 6, 7, and 66 licenses, as well as the SIE designation, and is a Certified Financial Planner. In addition to investment advisory services, Carolyn also provides insurance services, including life, health, disability, and long term care.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
02/15/2023 - Present
Mariner Independent (Blue Bell PA)
PA
03/23/2018 - 02/16/2023
FSC SECURITIES CORPORATION (BLUE BELL PA)
NY
07/26/2004 - 03/14/2018
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
GA
09/05/2002 - 01/13/2003
FSC SECURITIES CORPORATION (ATLANTA GA)
BOTH
Issued 09/19/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/30/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2018
Series 7 - General Securities Representative Examination
BC
Issued 09/04/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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