Unclaimed
Carolyn Smith Washington is a financial advisor registered with PFS Investments Inc. Carolyn is a Registered Representative, Investment Adviser Representative, and has been active in the securities industry since February 4th, 1995. She is licensed in 10 states and has a branch office located in Brooklyn, New York. Carolyn is a licensed investment advisor and is able to provide financial advice and guidance to clients with their investment needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
01/07/2010 - Present
PFS Investments Inc. (BROOKLYN NY)
NY
01/30/1995 - 12/31/2009
PFS INVESTMENTS INC. (VALLEY STREAM NY)
BC
Issued 01/25/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/1995
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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