Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carolyn? Claim Your ProfileCarolyn Forte has been in the financial industry since 1994 and is currently affiliated with Osaic FA, Inc. located in La Jolla, CA. Carolyn has a wide range of experience in the financial services industry, having previously worked at The Lincoln National Life Insurance Company and CIGNA Financial Advisors, Inc. Carolyn is a licensed and registered representative, holding the Series 6, 7, 24, 26, and SIE licenses. Carolyn has also passed the Uniform Combined State Law Examination (Series 66).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Retirement plan consulting services provided on a limited basis.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/01/1998 - Present
Osaic FA, Inc. (LA JOLLA CA)
IN
09/11/2000 - 06/07/2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
PA
04/05/1994 - 06/01/1998
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
BOTH
Issued 11/16/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/05/1997
Series 24 - General Securities Principal Examination
BC
Issued 04/25/1994
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/1997
Series 7 - General Securities Representative Examination
BC
Issued 04/04/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Carolyn Forte is the right advisor for you? Invested Better is here to help.
