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Carolyn R Barnaba

KEY Investment Services LLC

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About Carolyn R Barnaba

Carolyn Barnaba is a registered investment advisor representative with Key Investment Services LLC. Carolyn has been in the securities industry since 2013. Carolyn holds Series 7TO, 63, 66, and SIE licenses. KEY Investment Services LLC provides a wide range of investment services including portfolio management for individuals and businesses. Key Investment Services LLC manages approximately $4.188 billion in assets under management and has offices in Liverpool, NY and Brooklyn, OH.

Firm Information

Carolyn Barnaba is currently registered with KEY Investment Services LLC. KEY Investment Services LLC is an investment advisor registered with the SEC and in 51 states. Established in 2005, the firm provides portfolio management for individuals and other clients, including high-net-worth individuals, charitable organizations, pension plans, and corporations. KEY Investment Services LLC manages assets between $1 billion and $10 billion and offers wrap fee programs. The firm's primary office is located in Brooklyn, OH.
KEY Investment Services LLC

4900 TIEDEMAN ROAD

BROOKLYN, OH 44144

$4.19B

Assets Under Management

Not reported

Total Clients

1,040

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Carolyn Barnaba’s Registration & Firm History

NY

02/07/2024 - Present

KEY Investment Services LLC (Liverpool NY)

NY

09/19/2023 - 03/11/2024

CUSO FINANCIAL SERVICES, L.P. (Syracuse NY)

NY

07/15/2013 - 08/21/2023

KEY INVESTMENT SERVICES LLC (Syracuse NY)

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Licenses & Designations

BOTH

Issued 08/09/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/02/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/25/2021

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/15/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carolyn R Barnaba.
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