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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carolyn? Claim Your ProfileCarolyn Pozzi is a financial advisor with over 30 years of experience in the industry. Carolyn is currently registered with Cetera Investment Advisers LLC. Carolyn provides a wide range of services to individuals, families, businesses and institutions including financial planning, portfolio management, and pension consulting. Carolyn is a Certified Financial Planner™ professional and is dedicated to helping clients achieve their financial goals. Carolyn has previously worked at other firms including Cetera Investment Services LLC, Woodbury Financial Services, Inc., Questar Capital Corporation, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Bank of America Investment Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
11/04/2024 - Present
Cetera Investment Advisers LLC (JACKSONVILLE FL)
FL
12/09/2019 - 03/04/2024
CETERA INVESTMENT SERVICES LLC (ORLANDO FL)
FL
03/01/2019 - 12/03/2019
WOODBURY FINANCIAL SERVICES, INC. (FERNANDINA BEACH FL)
FL
12/03/2018 - 03/01/2019
QUESTAR CAPITAL CORPORATION (FERNANDINA BEACH FL)
NC
10/01/2003 - 11/12/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HUNTERSVILLE NC)
MA
01/22/2002 - 11/18/2003
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NC
02/14/2000 - 01/16/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NC
05/22/1995 - 02/14/2000
WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)
IN
03/14/1994 - 05/15/1995
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
03/14/1994 - 05/15/1995
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NY
08/26/1992 - 03/11/1994
USLIFE EQUITY SALES CORP. (NEW YORK NY)
NY
02/13/1992 - 07/13/1992
USLIFE EQUITY SALES CORP. (NEW YORK NY)
NY
01/03/1991 - 01/29/1991
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
04/22/1988 - 03/30/1989
GLOBAL CAPITAL SECURITIES, INC.
NA
08/01/1986 - 11/24/1987
DEAN WITTER REYNOLDS INC.
NA
10/13/1983 - 08/15/1986
ISFA CORPORATION
NA
04/19/1983 - 09/16/1983
SHEARSON/AMERICAN EXPRESS INC.
BC
Issued 04/13/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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