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Carolyn Paris

T. Rowe Price Investment Services, Inc.

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About Carolyn Paris

Carolyn Paris is a registered representative with T. Rowe Price Investment Services, Inc. Carolyn holds the Series 7, Series 63 and SIE licenses. Carolyn is registered in 53 states. Carolyn has been in the industry since October 15, 2020.

Firm Information

Carolyn Paris is currently registered with T. Rowe Price Investment Services, Inc.. T. Rowe Price Investment Services, Inc. is a corporation formed on June 10, 1980. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. It has one regulatory event and three arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

612

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carolyn Paris’s Registration & Firm History

MD

10/16/2020 - Present

T. Rowe Price Investment Services, Inc. (Owings Mills MD)

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Licenses & Designations

BC

Issued 02/23/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/16/2020

Series 7TO - General Securities Representative Examination

BC

Issued 10/03/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carolyn Paris.
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