Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carolyn? Claim Your ProfileCarolyn Long is a financial advisor with over 25 years of experience in the financial services industry. Carolyn is currently registered with Equitable Distributors, LLC in Charlotte, NC. Previously, Carolyn was registered with AIG Capital Services, INC. in Woodland Hills, CA, and Equitable Distributors, LLC in Charlotte, NC. Carolyn is also a licensed securities principal in the state of Alabama. Carolyn holds the Series 6, 7, 24, and 63 licenses. She is a member of FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
07/19/2023 - Present
Equitable Distributors, LLC (Charlotte NC)
CA
11/16/2020 - 06/26/2023
AIG CAPITAL SERVICES, INC. (WOODLAND HILLS CA)
NC
02/15/2000 - 11/16/2020
EQUITABLE DISTRIBUTORS, LLC (CHARLOTTE NC)
OH
01/20/1999 - 10/16/2000
TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)
AL
10/25/1996 - 12/07/1998
COMPASS BROKERAGE, INC. (BIRMINGHAM AL)
BC
Issued 12/16/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/19/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/1998
Series 7 - General Securities Representative Examination
BC
Issued 10/24/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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