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Carolyn Olene Porras

Charles Schwab & CO., Inc.

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About Carolyn Olene Porras

Carolyn Olene Porras is a financial advisor with over 15 years of experience in the industry. Carolyn currently works at Charles Schwab & CO., Inc., serving clients in Tulsa, OK. Prior to her current role, Carolyn held positions at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Wells Fargo Clearing Services, LLC, gaining experience in various aspects of financial advising. Carolyn is registered in 14 states including Oklahoma, California, Colorado, Florida, Kansas, Mississippi, Missouri, Nevada, New York, Tennessee, Texas, Vermont, Washington.

Firm Information

Carolyn Porras is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Carolyn Porras’s Registration & Firm History

OK

04/10/2020 - Present

Charles Schwab & CO., Inc. (Tulsa OK)

OK

01/03/2019 - 03/31/2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (OKLAHOMA CITY OK)

OK

08/23/2011 - 12/03/2018

WELLS FARGO CLEARING SERVICES, LLC (TULSA OK)

OK

01/01/2008 - 08/07/2008

WACHOVIA SECURITIES, LLC (BARTLESVILLE OK)

OK

07/18/2005 - 01/03/2008

A. G. EDWARDS & SONS, INC. (BARTLESVILLE OK)

AR

12/19/2002 - 07/21/2005

ARVEST ASSET MANAGEMENT (ROGERS AR)

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Licenses & Designations

BOTH

Issued 04/23/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/16/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/22/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Carolyn Olene Porras.
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