Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carolyn? Claim Your ProfileCarolyn Ngo is a financial advisor with Charles Schwab & CO., Inc. based in WESTLAKE, TX. Carolyn is a CERTIFIED FINANCIAL PLANNER™ professional with over 13 years of experience in the financial services industry. Prior to joining Charles Schwab & CO., Inc., Carolyn was employed by USAA FINANCIAL ADVISORS, INC. from 2008 to 2020. Carolyn specializes in providing financial planning and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
05/23/2020 - Present
Charles Schwab & CO., Inc. (WESTLAKE TX)
TX
01/30/2008 - 05/24/2020
USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)
BOTH
Issued 03/04/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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