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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carolyn? Claim Your ProfileCarolyn Nawrocki Oberfeld is a financial advisor with LPL Financial LLC. Carolyn has been in the financial services industry since 1988. She holds the Series 7 and Series 63 licenses as well as the SIE and Series 65 exams. Carolyn is also a Certified Financial Planner. She is registered in 17 states to provide investment advisory and brokerage services. Carolyn has experience working with individuals, families, businesses, and charitable organizations. She offers a variety of services, including financial planning, portfolio management, and consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
11/29/2017 - Present
LPL Financial LLC (EAGAN MN)
MN
01/07/2005 - 11/29/2017
NATIONAL PLANNING CORPORATION (EAGAN MN)
CT
05/23/1997 - 01/20/2005
ING FINANCIAL PARTNERS, INC. (WINDSOR CT)
AZ
12/24/1991 - 05/22/1997
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
MN
05/09/1989 - 02/15/1990
JOHN G. KINNARD AND COMPANY, INCORPORATED (MINNEAPOLIS MN)
NA
11/21/1988 - 04/08/1989
INVESTMENT CONCEPTS, INC.
NA
02/26/1988 - 08/02/1988
ARNOLD SECURITIES, INC.
NA
02/01/1988 - 03/09/1988
OBERWEIS SECURITIES, INC.
NA
10/26/1987 - 02/01/1988
ENGLER-BUDD & COMPANY INC.
IA
Issued 07/09/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/13/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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