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Carolyn Mary Lucey

MFS Fund Distributors, Inc.

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About Carolyn Mary Lucey

Carolyn Lucey is a financial professional with over 30 years of experience in the industry. Carolyn is currently registered with MFS Fund Distributors, Inc., where has been employed since February 1998. Prior to joining MFS Fund Distributors, Inc., was employed by several other financial firms including Van Kampen American Capital Distributors, Inc. and John Hancock Funds, Inc. Carolyn holds the Series 6, 7, 63, 66, SIE and Series 22TO licenses. Carolyn is registered in 53 states, including Massachusetts, where she is currently located.

Firm Information

Carolyn Lucey is currently registered with MFS Fund Distributors, Inc.. MFS Fund Distributors, Inc. is a corporation formed on October 27, 1992. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

290

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carolyn Lucey’s Registration & Firm History

MA

02/11/1998 - Present

MFS Fund Distributors, Inc. (BOSTON MA)

TX

04/10/1997 - 02/11/1998

VAN KAMPEN AMERICAN CAPITAL DISTRIBUTORS, INC. (HOUSTON TX)

MA

10/17/1991 - 03/10/1997

JOHN HANCOCK FUNDS, INC. (BOSTON MA)

MA

05/31/1994 - 03/06/1997

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

MA

04/27/1989 - 03/01/1991

PUTNAM FINANCIAL SERVICES, INC. (BOSTON MA)

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Licenses & Designations

BOTH

Issued 04/22/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/26/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 22TO - Direct Participation Programs Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/18/1994

Series 7 - General Securities Representative Examination

BC

Issued 04/26/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carolyn Mary Lucey.
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