Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carolyn? Claim Your ProfileCarolyn Laney is an investment advisor representative who is active in New York. Carolyn has been in the industry since July 26, 2010. Carolyn is currently employed with LPL Financial LLC where she works from the Batavia, New York office. Before joining LPL Financial LLC, Carolyn worked for FIVE STAR INVESTMENT SERVICES, INC.. Carolyn holds the following licenses and certifications: Series 63, SIE, Series 6.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
10/16/2013 - Present
LPL Financial LLC (BATAVIA NY)
NY
07/26/2010 - 10/16/2013
FIVE STAR INVESTMENT SERVICES, INC. (WARSAW NY)
BC
Issued 01/24/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Carolyn Laney is the right advisor for you? Invested Better is here to help.
