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Carolyn Marie Riley

Nylife Securities LLC

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About Carolyn Marie Riley

Carolyn Marie Riley is a registered representative at Nylife Securities LLC. Carolyn has been in the securities industry since April 2012. Carolyn holds the Series 99 and SIE licenses.

Firm Information

Carolyn Riley is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carolyn Riley’s Registration & Firm History

PA

04/24/2012 - Present

Nylife Securities LLC (HORSHAM PA)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/23/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carolyn Marie Riley.
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