Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carolyn? Claim Your ProfileCarolyn Filasky is a financial advisor at LPL Financial LLC and has been in the industry since 1997. Carolyn has a strong track record of providing personalized financial advice and guidance to individuals and families. Carolyn is registered with the Securities and Exchange Commission (SEC) and holds Series 7, Series 63, and Series 66 licenses. Prior to joining LPL Financial, Carolyn worked at UBS Financial Services Inc. and Merrill Lynch. Carolyn is a dedicated and experienced financial advisor who is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
08/02/2018 - Present
LPL Financial LLC (PALM BEACH GARDENS FL)
FL
07/29/2011 - 08/13/2018
UBS FINANCIAL SERVICES INC. (PALM BEACH GARDENS FL)
FL
01/03/1998 - 08/02/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PALM BEACH FL)
MO
01/22/1997 - 12/23/1997
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 03/28/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/13/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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