Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carolyn? Claim Your ProfileCarolyn Bradshaw is a financial advisor with LPL Financial LLC. Carolyn has been in the industry since May 2010 and holds Series 7, 9, 10, 31, and 66 securities licenses, as well as a SIE. Carolyn has experience with several firms including UBS Financial Services Inc., Citigroup Global Markets Inc., and Raymond James Financial Services, Inc. Carolyn is a registered investment advisor in Florida and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/23/2021 - Present
LPL Financial LLC (St. Petersburg FL)
FL
03/11/2014 - 08/16/2021
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST PETERSBURG FL)
FL
09/24/2008 - 04/20/2012
UBS FINANCIAL SERVICES INC. (TAMPA FL)
FL
07/03/2008 - 10/07/2008
CITIGROUP GLOBAL MARKETS INC. (TAMPA FL)
BOTH
Issued 08/28/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/10/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/26/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 07/02/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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