Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carolyn? Claim Your ProfileCarolyn Maxson is a financial professional with over 18 years of experience in the financial services industry. Carolyn has held positions at firms such as Morgan Stanley Distribution, Inc. and OppenheimerFunds Distributor, Inc. Carolyn is currently registered with FEF Distributors, LLC. Carolyn has earned a Series 6, SIE and Series 6TO license, and she is registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/29/2024 - Present
FEF Distributors, LLC (NEW YORK NY)
NY
06/16/2010 - 09/14/2021
MORGAN STANLEY DISTRIBUTION, INC. (New York NY)
NY
04/02/2002 - 02/03/2009
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
BC
Issued 11/11/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Carolyn Maxson is the right advisor for you? Invested Better is here to help.
