Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carolyn? Claim Your ProfileCarolyn Hoffman is an investment advisor representative. Carolyn has been in the financial services industry for over 25 years. Carolyn is registered with Farther and has a Series 7, Series 63, and Series 65 license. Previously, Carolyn worked at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC and CITIGROUP GLOBAL MARKETS INC.. Carolyn specializes in Financial Planning, Pension Consulting and Portfolio Management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MO
01/14/2025 - Present
Farther (Springfield MO)
MO
02/20/2009 - 09/06/2013
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (SPRINGFIELD MO)
MO
01/26/1998 - 02/17/2009
CITIGROUP GLOBAL MARKETS INC. (SPRINGFIELD MO)
IA
Issued 09/28/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/20/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/06/1998
Series 7 - General Securities Representative Examination
Active
Inactive
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