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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carolyn? Claim Your ProfileCarolyn Leticia Mora is a financial advisor in El Paso, Texas. Carolyn is a Certified Financial Planner® professional with over 25 years of experience in the financial services industry. Carolyn is currently registered with Cetera Investment Advisers LLC. Carolyn has held previous positions with Avantax Investment Services, Inc., 1st Global Capital Corp., HD Vest Investment Services, Cetera Financial Specialists LLC, and AXA Advisors, LLC. Carolyn provides financial planning and investment management services to individuals, families, businesses, and retirement plans.
EL PASO, TX
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
02/14/2023 - Present
Cetera Investment Advisers LLC (EL PASO TX)
TX
10/25/2019 - 02/17/2023
AVANTAX INVESTMENT SERVICES, INC. (EL PASO TX)
TX
02/11/2019 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (EL PASO TX)
TX
08/27/2014 - 02/22/2019
HD VEST INVESTMENT SERVICES (El Paso TX)
TX
08/12/2013 - 09/04/2014
CETERA FINANCIAL SPECIALISTS LLC (EL PASO TX)
TX
08/12/2008 - 08/13/2013
1ST GLOBAL CAPITAL CORP. (EL PASO TX)
TX
10/08/1999 - 08/18/2008
AXA ADVISORS, LLC (EL PASO TX)
NY
10/08/1999 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
TX
03/05/1997 - 07/14/1999
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
IA
Issued 12/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/4/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/1999
Series 7 - General Securities Representative Examination
BC
Issued 11/16/1998
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 3/4/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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