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Carolyn Lee Sharp

Tiaa-Cref Individual & Institutional Services, LLC

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About Carolyn Lee Sharp

Carolyn Sharp is a financial advisor at TIAA-CREF Individual & Institutional Services, LLC, with over 10 years of experience in the financial services industry. Carolyn has a strong background in investments and financial planning, helping individuals and families achieve their financial goals. Prior to joining TIAA-CREF, Carolyn worked at VALIC Financial Advisors, Inc., and PNC Investments. Carolyn holds Series 7, Series 63, Series 66, and SIE licenses. Carolyn is committed to providing her clients with personalized financial advice and guidance.

Firm Information

Carolyn Sharp is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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Carolyn Sharp’s Registration & Firm History

PA

05/02/2017 - Present

Tiaa-Cref Individual & Institutional Services, LLC (STATE COLLEGE PA)

PA

10/03/2016 - 04/27/2017

VALIC FINANCIAL ADVISORS, INC. (PITTSBURGH PA)

PA

03/29/2016 - 04/08/2016

VALIC FINANCIAL ADVISORS, INC. (PITTSBURGH PA)

PA

09/19/2012 - 12/17/2015

PNC INVESTMENTS (STATE COLLEGE PA)

PA

11/04/2011 - 08/15/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (STATE COLLEGE PA)

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Licenses & Designations

BOTH

Issued 05/07/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/08/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/03/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carolyn Lee Sharp.
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