Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carolyn? Claim Your ProfileCarolyn Ledford is a financial advisor at Alight Financial Solutions, LLC. Carolyn has been in the industry since 2012. Carolyn holds the Series 6 and Series 63 licenses. Previously, Carolyn was a financial advisor at Wells Fargo Clearing Services, LLC, and J.P. Morgan Securities LLC. Carolyn is registered to provide investment advice in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
03/17/2022 - Present
Alight Financial Solutions, LLC (CHARLOTTE NC)
FL
06/02/2017 - 06/08/2021
WELLS FARGO CLEARING SERVICES, LLC (PALM BAY FL)
FL
10/01/2012 - 04/05/2017
J.P. MORGAN SECURITIES LLC (VERO BEACH FL)
FL
11/08/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (VERO BEACH FL)
BC
Issued 07/07/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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