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Carolyn Keane McCullough

Nylife Securities LLC

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About Carolyn Keane McCullough

Carolyn McCullough is a financial advisor with Nylife Securities LLC. Carolyn has been in the securities industry since August 2002. Carolyn has a Series 63, Series 7, and Series 24 license. Carolyn is registered with the state of New York. Carolyn has been with Nylife Securities since August 2005. Prior to joining Nylife Securities, Carolyn worked at Wells Investment Securities, Inc., AXA Advisors, LLC, and E*TRADE Securities, Incorporated.

Firm Information

Carolyn McCullough is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carolyn McCullough’s Registration & Firm History

NY

08/02/2005 - Present

Nylife Securities LLC (WHITE PLAINS NY)

GA

07/18/2003 - 08/27/2004

WELLS INVESTMENT SECURITIES,INC. (NORCROSS GA)

NY

10/25/2002 - 07/15/2003

AXA ADVISORS, LLC (NEW YORK NY)

NJ

06/29/2001 - 08/22/2002

E*TRADE SECURITIES, INCORPORATED (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 07/17/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/15/2004

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/28/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carolyn Keane McCullough.
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