Unclaimed
Carolyn McCullough is a financial advisor with Nylife Securities LLC. Carolyn has been in the securities industry since August 2002. Carolyn has a Series 63, Series 7, and Series 24 license. Carolyn is registered with the state of New York. Carolyn has been with Nylife Securities since August 2005. Prior to joining Nylife Securities, Carolyn worked at Wells Investment Securities, Inc., AXA Advisors, LLC, and E*TRADE Securities, Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/02/2005 - Present
Nylife Securities LLC (WHITE PLAINS NY)
GA
07/18/2003 - 08/27/2004
WELLS INVESTMENT SECURITIES,INC. (NORCROSS GA)
NY
10/25/2002 - 07/15/2003
AXA ADVISORS, LLC (NEW YORK NY)
NJ
06/29/2001 - 08/22/2002
E*TRADE SECURITIES, INCORPORATED (JERSEY CITY NJ)
BC
Issued 07/17/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/15/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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