Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carolyn? Claim Your ProfileCarolyn Erwin is a registered representative with Northwestern Mutual Investment Services, LLC, who has been in the financial services industry for over 5 years. Carolyn has a Series 6 license, meaning she is qualified to sell investment company products and variable contracts, and also holds a Series 63 license, which allows her to offer securities in Montana. Carolyn's registration with the state of Montana began in April of 2018. Northwestern Mutual Investment Services, LLC is a large firm, with more than 2,000 licensed agents and 2,300 investment advisor representatives. The firm is known for offering investment advisory services and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MT
02/28/2018 - Present
Northwestern Mutual Investment Services, LLC (Bozeman MT)
BC
Issued 03/30/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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