Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carolyn? Claim Your ProfileCarolyn Finer is a financial advisor with City National Securities, Inc. Carolyn has been in the securities industry for 17 years. Carolyn is a registered representative in New York, California, and other states. Carolyn's primary office is located in New York. She also has a branch office in Red Bank, New Jersey. Carolyn has experience in financial planning, portfolio management, and selection of other advisors. Her areas of expertise include investments, retirement planning, and estate planning. Carolyn has been with City National Securities, Inc. since 2021. Prior to that, she worked at CNR Securities, LLC and UBS Financial Services Inc. Carolyn is a Chartered Financial Analyst.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Mutual fund fees, broker fees & transaction fees
1
2
NY
08/20/2021 - Present
City National Securities, Inc. (NEW YORK NY)
NY
04/14/2015 - 04/19/2022
CNR SECURITIES, LLC (NEW YORK NY)
NJ
02/09/2012 - 03/10/2015
UBS FINANCIAL SERVICES INC. (MANASQUAN NJ)
NY
05/01/2001 - 09/07/2005
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
04/26/2001 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
06/07/2000 - 04/04/2001
J. P. MORGAN ADVISORS, INC. (NEW YORK NY)
NY
12/08/1998 - 12/18/2000
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 03/28/2012
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/14/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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