Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carolyn? Claim Your ProfileCarolyn Shott is an investment advisor representative registered with LPL Financial LLC. Carolyn has been in the financial industry for over 20 years, and has a strong background in both accounting and financial services. Carolyn holds the Series 7, Series 65, and Series 66 licenses and has experience with a variety of clients, including individuals, corporations, and charitable organizations. Carolyn is dedicated to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/17/2024 - Present
LPL Financial LLC (PALM BAY FL)
FL
04/10/2013 - 05/20/2024
LINCOLN FINANCIAL SECURITIES CORPORATION (PALM BAY FL)
FL
05/25/2006 - 03/26/2013
RAYMOND JAMES FINANCIAL SERVICES, INC. (MELBOURNE FL)
FL
09/27/2002 - 06/07/2006
1ST GLOBAL CAPITAL CORP. (PALM BAY FL)
BOTH
Issued 10/17/2002
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Carolyn Shott is the right advisor for you? Invested Better is here to help.
