Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carolyn? Claim Your ProfileCarolyn Kasky is a financial advisor at Hasi Securities LLC. Carolyn has been in the financial services industry since 1990 and has been registered with Hasi Securities LLC since 2011. Carolyn holds Series 4, 7, 14, 15, 24, 27, 28, 63, SIE, and 99TO licenses. Carolyn is registered in Maryland. Carolyn is a member of FINRA and has been registered with FINRA for over 30 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MD
02/01/2011 - Present
Hasi Securities LLC (ANNAPOLIS MD)
MA
06/27/2018 - 01/22/2019
MML INVESTORS SERVICES, LLC (SPRINGFIELD MA)
GA
07/29/2008 - 12/20/2010
C C F INVESTMENTS, INC. (GREENSBORO GA)
CA
11/09/2007 - 08/19/2008
HBW SECURITIES LLC (SIMI VALLEY CA)
TX
02/22/2006 - 11/13/2007
NGAS SECURITIES, INC. (HOUSTON TX)
VA
06/29/2005 - 11/12/2007
MATRIX PRIVATE EQUITIES, INC. (RICHMOND VA)
OR
10/15/2007 - 11/01/2007
KACZMAREK FINANCIAL SERVICES, LLC (PORTLAND OR)
GA
12/21/2005 - 10/26/2007
C C F INVESTMENTS, INC. (GREENSBORO GA)
OH
02/23/2007 - 10/12/2007
PARACAP GROUP LLC (MAYFIELD HEIGHTS OH)
FL
01/24/2007 - 10/12/2007
BOOGIE INVESTMENT GROUP, INC. (MELBOURNE FL)
CA
02/03/2006 - 10/12/2007
MIDPOINT FINANCIAL SERVICES, INC. (SAN DIEGO CA)
NY
05/16/2006 - 09/26/2006
BCS PLACEMENTS, LLC (NEW YORK NY)
NJ
12/16/1999 - 06/13/2000
SLOAN SECURITIES CORP. (ENGLEWOOD CLIFFS NJ)
NY
06/01/1999 - 06/13/2000
A.K. CAPITAL, LLC (NEW YORK NY)
NY
05/20/1999 - 06/13/2000
BRUNSWICK CAPITAL MANAGEMENT INC. (NEW YORK NY)
NY
04/21/1999 - 06/13/2000
WINDSOR IBC, INC. (NEW YORK NY)
PA
04/24/1987 - 03/23/1998
BHC SECURITIES, INC. (PHILADELPHIA PA)
NA
04/02/1985 - 04/27/1987
FIRST UNION BROKERAGE SERVICES, INC.
NA
09/27/1983 - 02/08/1985
QUICK & REILLY, INC.
BC
Issued 11/11/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 10/06/2006
Series 24 - General Securities Principal Examination
BC
Issued 11/15/2004
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 01/18/1986
Series 27 - Financial and Operations Principal Examination
BC
Issued 03/04/1985
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2006
Series 7 - General Securities Representative Examination
BC
Issued 01/27/1989
Series 15 - Foreign Currency Options Examination
Active
Inactive
F
FINRA
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