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Carolyn Jean Van putten

Columbia Management Investment Distributors, Inc.

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About Carolyn Jean Van putten

Carolyn Jean Van putten is a registered representative with Columbia Management Investment Distributors, Inc. Carolyn is licensed in Massachusetts and has been in the industry since June 6, 2009. Carolyn has passed the Series 63, Series 7 and SIE exams. Carolyn has previously been registered with FORESIDE FUND SERVICES, LLC and FUNDS DISTRIBUTOR, LLC.

Firm Information

Carolyn Van putten is currently registered with Columbia Management Investment Distributors, Inc.. Columbia Management Investment Distributors, Inc. is a corporation formed in April 1978. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in at least one civil event.

Not reported

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carolyn Van putten’s Registration & Firm History

MA

10/02/2019 - Present

Columbia Management Investment Distributors, Inc. (BOSTON MA)

MA

10/14/2014 - 06/22/2018

FORESIDE FUND SERVICES, LLC (BOSTON MA)

MA

01/23/2007 - 09/09/2013

FUNDS DISTRIBUTOR, LLC (BOSTON MA)

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Licenses & Designations

BC

Issued 05/14/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/22/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/22/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carolyn Jean Van putten.
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