Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carolyn? Claim Your ProfileCarolyn Hobble is a financial advisor at LPL Financial LLC, with over 30 years of experience in the financial services industry. Carolyn holds a variety of licenses and certifications, including the Series 7, Series 63, and Series 66 exams. Carolyn has been registered with the Securities and Exchange Commission (SEC) since 1985, and is also registered as an Investment Advisor Representative (IAR) in both Kansas and Texas. Carolyn is committed to providing clients with personalized financial advice and services. Prior to joining LPL Financial, Carolyn was a financial advisor at Merrill Lynch for over 20 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KS
03/30/2023 - Present
LPL Financial LLC (WICHITA KS)
KS
10/02/2000 - 03/31/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WICHITA KS)
KS
11/03/1999 - 09/20/2000
INTRUST FINANCIAL SERVICES, INC. (WICHITA KS)
MN
07/08/1988 - 12/31/1997
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
NY
02/21/1985 - 07/21/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 10/26/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/15/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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