Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carolyn? Claim Your ProfileCarolyn Fuss has been in the financial services industry since 1998. Carolyn is currently registered with Vanguard Marketing Corp. and is a licensed General Securities Principal. Carolyn holds the Series 7, Series 24 and SIE licenses and has also passed the Uniform Combined State Law Examination. Carolyn was previously registered with Raymond James Financial Services, Inc. and Robert Thomas Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
04/20/2000 - Present
Vanguard Marketing Corp. (MALVERN PA)
FL
01/04/1999 - 04/20/2000
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
FL
12/18/1998 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
BOTH
Issued 03/17/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/10/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Carolyn Fuss is the right advisor for you? Invested Better is here to help.
