Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carolyn? Claim Your ProfileCarolyn Anderson is a financial professional with over 20 years of experience in the industry. She is currently registered with Commerce Street Capital, LLC. Carolyn has held previous roles at UST Securities Corp. and Banc of America Investment Services, Inc. She is a licensed Series 6, 7, 63, 66, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
11/20/2023 - Present
Commerce Street Capital, LLC (DALLAS TX)
CT
06/06/2006 - 04/16/2007
UST SECURITIES CORP. (STAMFORD CT)
MA
10/21/1998 - 05/03/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
BOTH
Issued 07/02/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/22/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/05/2023
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/2003
Series 7 - General Securities Representative Examination
BC
Issued 10/20/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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