Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carolyn? Claim Your ProfileCarolyn Humphrey is an investment advisor representative registered with Hornor, Townsend & Kent, LLC. Carolyn has over 17 years of experience in the financial services industry. Carolyn is licensed in multiple states and has a broad range of experience in providing financial advice to individuals, families and businesses. Carolyn is also an insurance agent, providing life insurance, disability insurance, long term care insurance and financial planning services through Empowered Financial Strategies. Carolyn also provides financial planning services, portfolio management, and pension consulting services through her affiliation with Hornor, Townsend & Kent, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
1
2
DE
10/25/2024 - Present
Hornor, Townsend & Kent, LLC (NEWARK DE)
IA
Issued 08/07/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/20/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/25/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2011
Series 7 - General Securities Representative Examination
BC
Issued 06/28/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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