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Carolyn Hodges

Wealth Enhancement Brokerage Services, LLC

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About Carolyn Hodges

Carolyn Hodges is a financial professional with over 12 years of experience in the industry. She is currently registered with Wealth Enhancement Brokerage Services, LLC and holds Series 6, 7, 26, and 63 licenses. Carolyn is a registered representative in Massachusetts. Carolyn has also previously worked with firms such as BRIGHTHOUSE SECURITIES, LLC, METLIFE INVESTORS DISTRIBUTION COMPANY, and VANGUARD MARKETING CORPORATION.

Firm Information

Carolyn Hodges is currently registered with Wealth Enhancement Brokerage Services, LLC. Wealth Enhancement Brokerage Services, LLC is a Limited Liability Company formed in June 2003. The firm is registered with the Securities and Exchange Commission and all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

54

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carolyn Hodges’s Registration & Firm History

MN

09/09/2024 - Present

Wealth Enhancement Brokerage Services, LLC (PLYMOUTH MN)

AZ

03/06/2017 - 06/28/2024

BRIGHTHOUSE SECURITIES, LLC (Phoenix AZ)

NC

08/01/2013 - 03/06/2017

METLIFE INVESTORS DISTRIBUTION COMPANY (CHARLOTTE NC)

NC

06/13/2011 - 07/11/2013

VANGUARD MARKETING CORPORATION (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 06/21/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/13/2021

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/01/2012

Series 7 - General Securities Representative Examination

BC

Issued 06/10/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Carolyn Hodges. Review regulatory record here.
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