Unclaimed
Carolyn Hodges is a financial professional with over 12 years of experience in the industry. She is currently registered with Wealth Enhancement Brokerage Services, LLC and holds Series 6, 7, 26, and 63 licenses. Carolyn is a registered representative in Massachusetts. Carolyn has also previously worked with firms such as BRIGHTHOUSE SECURITIES, LLC, METLIFE INVESTORS DISTRIBUTION COMPANY, and VANGUARD MARKETING CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
09/09/2024 - Present
Wealth Enhancement Brokerage Services, LLC (PLYMOUTH MN)
AZ
03/06/2017 - 06/28/2024
BRIGHTHOUSE SECURITIES, LLC (Phoenix AZ)
NC
08/01/2013 - 03/06/2017
METLIFE INVESTORS DISTRIBUTION COMPANY (CHARLOTTE NC)
NC
06/13/2011 - 07/11/2013
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
BC
Issued 06/21/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/13/2021
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2012
Series 7 - General Securities Representative Examination
BC
Issued 06/10/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Carolyn Hodges is the right advisor for you? Invested Better is here to help.