Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carolyn? Claim Your ProfileCarolyn Pejsa is a financial professional registered in 50 states, with a breadth of experience in the industry dating back to 2014. Carolyn is currently affiliated with Foreside Fund Services, LLC, having joined the firm on December 16, 2021. Prior to this, Carolyn was with MML Distributors, LLC and DWS Distributors, Inc. Carolyn holds a Series 7 General Securities Representative license, a Series 63 Uniform Securities Agent license, and the SIE Securities Industry Essentials Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
12/16/2021 - Present
Foreside Fund Services, LLC (CHICAGO IL)
MA
05/12/2020 - 09/10/2021
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
IL
08/04/2017 - 04/08/2020
DWS DISTRIBUTORS, INC. (CHICAGO IL)
IL
09/26/2016 - 08/01/2017
DEUTSCHE BANK SECURITIES INC. (CHICAGO IL)
IL
04/30/2014 - 08/24/2016
DEUTSCHE AM DISTRIBUTORS, INC. (CHICAGO IL)
BC
Issued 05/15/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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