Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carolyn? Claim Your ProfileCarolyn Emily Sherry is a financial advisor with Vanguard Marketing Corp. in Malvern, Pennsylvania. Carolyn holds the Series 7, Series 7TO, Series 26, and Series 63 licenses and is registered to sell securities in Pennsylvania. Carolyn has been in the financial industry since May 14, 2017.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
01/19/2022 - Present
Vanguard Marketing Corp. (MALVERN PA)
AZ
11/05/2008 - 07/11/2013
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BC
Issued 02/14/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/12/2022
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/18/2022
Series 7TO - General Securities Representative Examination
BC
Issued 11/04/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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