Invested Better
Unclaimed

Unclaimed

Unclaimed

Carolyn Elizabeth House

Rothschild & Co. US Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Carolyn? Claim Your Profile

About Carolyn Elizabeth House

Carolyn Elizabeth House is registered with FINRA and is currently employed by Rothschild & Co. US Inc. Carolyn's primary business is in the Investment Banking Registered Representative Examination. Carolyn obtained her Series 79TO and SIE licenses on August 28, 2023 and May 30, 2023, respectively.

Firm Information

Carolyn House is currently registered with Rothschild & Co. US Inc.. Rothschild & Co. US Inc. is a corporation formed in July 1967 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is regulated by the SEC and has one regulatory event on record.

Not reported

Assets Under Management

Not reported

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Carolyn House’s Registration & Firm History

NY

08/28/2023 - Present

Rothschild & Co. US Inc. (NEW YORK NY)

Not sure if Carolyn Elizabeth House is right for you?

Licenses & Designations

BC

Issued 08/28/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 05/30/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carolyn Elizabeth House.
Not sure if Carolyn Elizabeth House is right for you?