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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carolyn? Claim Your ProfileCarolyn Davila is a financial advisor with over 19 years of experience in the industry. Carolyn has held previous roles at Edward Jones, LPL Financial LLC, Financial Telesis Inc, UBS Financial Services Inc., and Morgan Stanley Smith Barney. Carolyn is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and holds a variety of licenses and certifications including Series 7, 10, 9, 15, 24, 31, 63, and 66. Carolyn has a strong background in providing financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
05/19/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LUFKIN TX)
MO
12/04/2018 - 03/14/2022
EDWARD JONES (ST. LOUIS MO)
CA
04/30/2013 - 05/10/2017
LPL FINANCIAL LLC (SAN DIEGO CA)
CA
11/15/2012 - 04/12/2013
FINANCIAL TELESIS INC (SAN RAFAEL CA)
CA
07/19/2010 - 12/10/2010
UBS FINANCIAL SERVICES INC. (SAN DIEGO CA)
CA
03/05/2010 - 06/24/2010
MORGAN STANLEY SMITH BARNEY (SANTA BARBARA CA)
RI
10/25/1999 - 09/11/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PROVIDENCE RI)
BC
Issued 04/18/2022
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/18/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/26/2018
Series 24 - General Securities Principal Examination
BC
Issued 12/21/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/14/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/10/2017
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 10/21/2003
Series 15 - Foreign Currency Options Examination
BC
Issued 10/22/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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