Unclaimed
Carolyn Darby is a financial advisor with PFS Investments Inc. Carolyn has been in the industry since 2013. Carolyn is licensed to sell securities in Alabama, Indiana, and Michigan. Carolyn specializes in Investment Company Products/Variable Contracts. Carolyn has a Series 6, Series 63, and SIE license. PFS Investments Inc. has 3510 licensed agents, 3515 investment advisor representatives, and 3582 registered representatives. PFS Investments Inc. has a total of 8461983895 in assets under management. PFS Investments Inc. provides financial planning and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
AL
11/15/2013 - Present
PFS Investments Inc. (TUSCALOOSA AL)
BC
Issued 09/20/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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