Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carolyn? Claim Your ProfileCarolyn Daley is an investment advisor representative registered with Commonwealth Financial Network and has over 20 years of experience in the financial services industry. Carolyn has worked with a variety of clients, including high-net-worth individuals, corporations, and pension plans. Carolyn is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
01/19/2022 - Present
Commonwealth Financial Network (WALTHAM MA)
MA
01/18/2019 - 03/01/2021
CANTELLA & CO., INC. (Malden MA)
MA
10/13/2008 - 11/02/2018
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
11/06/2013 - 12/28/2015
SIGNATOR FINANCIAL SERVICES, INC. (BOSTON MA)
MA
04/30/2008 - 10/02/2008
METLIFE SECURITIES INC. (BOSTON MA)
DE
01/06/2006 - 04/04/2008
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
OH
01/22/2004 - 04/04/2008
NATIONWIDE SECURITIES, INC. (COLUMBUS OH)
MA
09/06/2000 - 10/29/2002
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
10/28/1999 - 06/22/2000
NVEST FUNDS DISTRIBUTOR, L.P. (BOSTON MA)
IA
Issued 11/17/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/14/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/20/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2001
Series 7 - General Securities Representative Examination
BC
Issued 10/27/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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