Unclaimed
Carolyn Condo is a financial professional with over 25 years of experience in the securities industry. Carolyn has worked with a variety of firms including Mark J. Muller Equities, Inc., Prime Executions, Inc., and Roberts & Ryan, Inc. Carolyn is currently registered with Manor Private Capital, LLC. Carolyn's expertise includes investment advisory, equities, and trading.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
01/12/2023 - Present
Manor Private Capital, LLC (Norwalk CT)
NJ
03/01/2024 - 04/22/2024
ROBERTS & RYAN, INC. (Red Bank NJ)
NY
12/19/2008 - 10/02/2017
GLOBAL DIRECT EQUITIES, LLC (NEW YORK NY)
NY
06/01/2011 - 10/04/2011
PROFECTUS INVESTMENTS, LLC (NEW YORK NY)
NJ
08/13/2008 - 12/15/2008
DRU STOCK, INC. (KINNELON NJ)
NY
07/28/2006 - 12/01/2006
TROY SECURITIES, INC. (NEW YORK NY)
NY
07/03/2006 - 07/28/2006
ROBBINS & HENDERSON, LLC (NEW YORK NY)
NY
08/18/2005 - 07/14/2006
HAMILTON EXECUTIONS L.L.C. (NEW YORK NY)
NY
02/02/2005 - 08/01/2005
QUINTIN GROUP, LLC (NEW YORK NY)
NY
02/19/1999 - 10/06/2003
PUNK, ZIEGEL & COMPANY, L.P. (NEW YORK NY)
NY
04/22/1991 - 10/16/1997
J.R.P. SECURITIES INC. (NEW YORK NY)
NY
09/06/1995 - 03/22/1996
MARQUISE SECURITIES, INC. (NEW YORK NY)
BC
Issued 06/14/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/28/1999
Series 24 - General Securities Principal Examination
BC
Issued 07/25/1995
Series 14 - Compliance Officer Examination
BC
Issued 02/26/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2013
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/06/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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