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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carolyn? Claim Your ProfileCarolyn Bragar Bondarovich is an investment advisor representative with LPL Financial LLC. Carolyn has been in the industry since 1983. Carolyn has registrations in 8 states: California, Colorado, Florida, Massachusetts, New Mexico, Oregon, and Washington. Carolyn is also registered as an Investment Advisor Representative in Colorado. Carolyn has passed the Series 3, 7, 24, and 63 exams. Carolyn is also a registered principal. Carolyn has experience with investment clubs, charitable organizations, high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, and state or municipal government entities. Carolyn also has experience with consulting and other non-discretionary advisory services, financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. Carolyn is also a business owner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
01/01/1999 - Present
LPL Financial LLC (LOUISVILLE CO)
MN
10/11/1991 - 05/29/1998
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NJ
01/03/1984 - 10/16/1991
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
06/22/1983 - 11/28/1983
ROCKY MOUNTAIN SECURITIES & INVESTMENTS, INC.
BC
Issued 04/04/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/11/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/1990
Series 3 - National Commodity Futures Examination
BC
Issued 06/18/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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