Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carolyn? Claim Your ProfileCarolyn Anne Spicer-stull is a financial advisor with Cambridge Investment Research, Inc. based in Harleysville, Pennsylvania. Carolyn has been in the financial industry since 2003 and holds licenses in Pennsylvania. In addition to her Series 7 and Series 63 licenses, Carolyn also holds the Series 55, Series 57TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
11/23/2011 - Present
Cambridge Investment Research, Inc. (HARLEYSVILLE PA)
PA
09/16/2008 - 04/12/2010
LINCOLN INVESTMENT (LANSDALE PA)
PA
07/09/2004 - 11/06/2007
RADNOR RESEARCH & TRADING COMPANY, LLC (RADNOR PA)
PA
06/28/2000 - 05/28/2004
BOENNING & SCATTERGOOD, INC. (WEST CONSHOHOCKEN PA)
BC
Issued 08/16/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/27/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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