Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carolyn? Claim Your ProfileCarolyn Vertovec is a financial advisor with over 16 years of experience in the financial services industry. Carolyn is currently registered with LPL Financial LLC and has held previous positions with UBS Financial Services INC., Pruco Securities, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Carolyn has a strong background in providing financial planning and portfolio management services to individuals, businesses, and institutions. Carolyn is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
07/02/2024 - Present
LPL Financial LLC (KANSAS CITY MO)
FL
11/17/2021 - 04/16/2024
UBS FINANCIAL SERVICES INC. (Fort Myers FL)
KS
07/21/2020 - 11/11/2021
PRUCO SECURITIES, LLC. (Overland Park KS)
MO
11/23/2010 - 09/13/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (KANSAS CITY MO)
KS
09/21/2009 - 09/30/2010
VSR FINANCIAL SERVICES, INC. (LEAWOOD KS)
DC
09/26/2006 - 06/23/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WASHINGTON DC)
BOTH
Issued 10/23/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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