Unclaimed
Carolyn Nold is a financial professional who has been working in the industry since December 28, 2017. Carolyn currently works at Franklin Distributors, LLC in San Ramon, CA. Prior to this, Carolyn was employed at FRANKLIN/TEMPLETON DISTRIBUTORS, INC. in San Ramon, CA and BLACKROCK INVESTMENTS, LLC in SAN FRANCISCO, CA. Carolyn is registered in California, Connecticut, Florida, and New York and holds a Series 7, Series 63, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
07/07/2021 - Present
Franklin Distributors, LLC (San Ramon CA)
CA
04/25/2018 - 07/07/2021
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (San Ramon CA)
CA
11/16/2017 - 03/13/2018
BLACKROCK INVESTMENTS, LLC (SAN FRANCISCO CA)
BC
Issued 12/15/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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