Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carolrose? Claim Your ProfileCarolrose Schlesinger is a financial advisor with over 36 years of experience in the financial services industry. Carolrose has a Series 7, Series 63, and SIE license, and has been registered with LPL Financial LLC since October 2014. Carolrose is a registered investment advisor in several states, including California, Texas, and Arizona. Prior to joining LPL Financial, Carolrose worked with New England Securities from October 1986 to October 2014.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
01/03/2023 - Present
LPL Financial LLC (ENCINO CA)
CA
10/01/1986 - 10/09/2014
NEW ENGLAND SECURITIES (WOODLAND HILLS CA)
BC
Issued 07/07/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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